Series 7 Exam Prep Study Guide 2015 2016

Series 7 Exam Prep Study Guide 2015 2016 Author Series 7 Series 7 Exam Prep Team
ISBN-10 1516903560
Year 2015-08-17
Pages 160
Language en
Publisher Createspace Independent Publishing Platform
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Series 7 Exam Prep Study Guide 2015-2016: FINRA Series 7 License Exam Book and Series 7 Practice Test Questions Developed for test takers trying to score well on the Series 7 Exam, this comprehensive study guide covers: -Regulatory Requirements -Evaluating the Customer's Investment Profile -Customer Accounts -Investment Information and Recommendations -Orders and Transactions -Professional Conduct -Primary Marketplace -The Secondary Market -Factors Affecting Markets -Equity Securities -Debt Securities -Managed Investments -Options -Retirement Plans -Miscellaneous Accounts -Detailed Answer Explanations for the Practice Questions -Test Taking Strategies Each section of the test has a comprehensive review that goes into detail to cover all of the content likely to appear on the Series 7 Exam. The practice exams are each followed by detailed answer explanations. If you miss a question on the practice exam, it's important that you are able to understand the nature of your mistake and how to avoid making it again in the future. The answer explanations will help you to learn from your mistakes and overcome them. Understanding the latest test taking strategies is essential to preparing you for what you will expect on the exam. A test taker has to not only understand the material that is being covered on the test, but also must be familiar with the strategies that are necessary to properly utilize the time provided and get through the test without making any avoidable errors. Anyone planning to take the Series 7 Exam should take advantage of the review material, practice tests, and test taking strategies contained in this study guide.

Series 7 Exam Secrets Study Guide

Series 7 Exam Secrets Study Guide Author Series 7 Exam Secrets Test Prep Team
ISBN-10 1610728661
Year 2014-03-31
Pages 226
Language en
Publisher Mometrix Media LLC
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***Includes Practice Test Questions*** SPHR Exam Secrets helps you ace the Senior Professional in Human Resources Certification Exam, without weeks and months of endless studying. Our comprehensive SPHR Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you've ever imagined. SPHR Exam Secrets includes: The 5 Secret Keys to PHR & SPHR Exam Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don't Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don't Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; Comprehensive sections including: Certification, Score, Pass Rates, Strategic Management, SWOT, Mission Importance, Formal Planning Systems, External Environment, Workforce Planning, Getting Started, Building Support, Organizational Effectiveness, Ethics, Organizational Structure, Strategic Human Resource Management, Content Valid Recruitment, Selection Procedure, Performance Appraisals, Individual Differences in Organizations, Personality, Attitudes & Behaviors, The Perceptual Process, Training & Development, Managing Work Motivation, Business and Its Environment, Professional Education, Skills Demonstrated, Office Procedures, Management, Communications, and Employability Skills, Marketing, Leadership, Stress Management, Decision Making, and much more...

Wiley FINRA Series 7 Exam Review 2017

Wiley FINRA Series 7 Exam Review 2017 Author Wiley
ISBN-10 9781119400042
Year 2017-03-08
Pages 624
Language en
Publisher John Wiley & Sons
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The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds

1 001 Series 7 Exam Practice Questions For Dummies

1 001 Series 7 Exam Practice Questions For Dummies Author Steven M. Rice
ISBN-10 9781118885741
Year 2014-12-22
Pages 432
Language en
Publisher John Wiley & Sons
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1,001 opportunities to practice for the Series 7 Exam This comprehensive study guide takes you beyond the instruction offered in Series 7 Exam For Dummies, by giving you more practice and review of the major concepts covered in the exam. If you're prepping to take this intense six-hour exam, 1,001 Series 7 Exam Practice Questions For Dummies (+ Free Online Practice) covers stocks, municipal and corporate bonds, and options—plus rules for acquiring customers and handling accounts and everything else you can expect to encounter on exam day! With the purchase of the book, you'll also get a free one-year subscription to online content that includes all the practice problems categorized as easy, medium, and hard and presented in customizable sets for self-directed study. You'll also have on-the-go access from your smart phone, computer, or tablet. Everything you need to score higher on the Series 7 Exam is at your fingertips! Gives you 1,001 practice opportunities to prepare for the Series 7 Exam Explains each question by providing a detailed, step-by-step solution Includes a free one-year subscription to access practice problems and additional content online If you're an aspiring financial professional, you'll find all the practice and helpful guidance you need to succeed!

Pass the 7

Pass the 7 Author Robert Walker
ISBN-10 9780912301716
Year 2007-01-01
Pages 516
Language en
Publisher First Books
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Do the terms ad valorem, zero-minus tick, and disintermediation give you a headache? Do you need to take the Series 7 exam? If you can answer yes to both of these questions, then you've come to the right place.Robert Walker, a professional trainer who specializes in the NASD/NASAA Series 63, 65/66, 6, and 7 exams, has written this book for those who are about to brave the Series 7 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor.This must-have book guides you through the intricacies of the Series 7 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. In addition to practice questions liberally sprinkled throughout its lessons, Pass the 7 includes study sheets summarizing the lessons, a section devoted to test-taking strategy, and a comprehensive glossary and index.Once you've finished this book, you will be able to take the test with confidence! Companion audio training CDs available online.

Series 7 Exam Prep 2014 2015

Series 7 Exam Prep 2014 2015 Author Series 7 Exam Team
ISBN-10 1940978874
Year 2014-05-05
Pages 174
Language en
Publisher
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Think all Series 7 License Exam study guides are the same? Think again! With easy to understand lessons and practice test questions designed to maximize your score, you'll be ready. You don't want to waste time - and money! - retaking an exam. You want to accelerate your education, not miss opportunities for starting your future career! Every year, thousands of people think that they are ready for the Series 7 test but realize too late when they get their score back that they were not ready at all. They weren't incapable, and they certainly did their best, but they simply weren't studying the right way. There are a variety of methods to prepare for the Series 7 License test...and they get a variety of results. Trivium Test Prep's Series 7 study guide provides the information, secrets, and confidence needed to get you the score you need - the first time around. Losing points on the Series 7 exam can cost you precious time, money, and effort that you shouldn't have to spend. What is in the book? In our Series 7 License Exam study guide, you get the most comprehensive review of all tested concepts. The subjects are easy to understand, and have fully-explained example questions to ensure that you master the material. Best of all, we show you how this information will be applied on the real exam; Series 7 questions are included so that you can know, without a doubt, that you are prepared. Our study guide is streamlined and concept-driven so you get better results through more effective study time. Why spend days or even weeks reading through meaningless junk, trying to sort out the helpful information from the fluff? We give you everything you need to know in a concise, comprehensive, and effective package.

McGraw Hill s 500 Series 7 Exam Questions to Know by Test Day

McGraw Hill s 500 Series 7 Exam Questions to Know by Test Day Author Esme Faerber
ISBN-10 9780071789790
Year 2012-12-19
Pages 192
Language en
Publisher McGraw Hill Professional
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500 Ways to Achieve Your Highest Score We want you to succeed on the Series 7 exam. That's why we've selected these 500 questions to help you study more effectively, use your preparation time wisely, and get your best score. These questions and answers are similar to the ones you'll find on the Series 7 exam, so you will know what to expect on test day. Each question includes a comprehensive explanation in the answer key for your full understanding of the concepts. Whether you have been studying all year or are doing a last-minute review, McGraw-Hill's 500 Series 7 Exam Questions to Know by Test Day will help you achieve the high score you desire. Sharpen your subject knowledge and build your test-taking confidence with: 500 Series 7 exam questions with answers Clear solutions in the answer key for every problem A format parallel to that of the Series 7 exam

Wiley Series 7 Exam Review 2016 Test Bank

Wiley Series 7 Exam Review 2016   Test Bank Author Securities Institute of America
ISBN-10 9781119138662
Year 2015-10-27
Pages 624
Language en
Publisher John Wiley & Sons
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The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds

Stockbroker Series 7 Exam General Securities Registered Representative Examination Practice Exams and Study Guide

Stockbroker Series 7 Exam General Securities Registered Representative Examination Practice Exams and Study Guide Author Philip Martin McCaulay
ISBN-10 9781430328346
Year 2007-09-30
Pages 226
Language en
Publisher Lulu.com
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"This book will help stockbrokers pass the NASD Series 7 exam. This book has 1,000 sample questions and a study guide with math formulas. There are eight 125-question practice exams." Here is the information about the book which just started appearing on the web sites of major online retailers such as amazon.com and borders.com. Stockbroker Series 7 Exam General Securities Registered Representative Examination Practice Exams and Study Guide.

Wiley Series 7 Exam Review 2015 Test Bank

Wiley Series 7 Exam Review 2015   Test Bank Author The Securities Institute of America, Inc.
ISBN-10 9781118856796
Year 2014-11-03
Pages 588
Language en
Publisher John Wiley & Sons
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The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds

Series 66 Exam Secrets Study Guide

Series 66 Exam Secrets Study Guide Author Series 66 Exam Secrets Test Prep Team
ISBN-10 1610728637
Year 2014-03-31
Pages 108
Language en
Publisher Mometrix Media Llc
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***Includes Practice Test Questions*** Series 66 Exam Secrets helps you ace the Uniform Combined State Law Exam, without weeks and months of endless studying. Our comprehensive Series 66 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you've ever imagined. Series 66 Exam Secrets includes: The 5 Secret Keys to Series 66 Test Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don't Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don't Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; A comprehensive content review including: Evaluating Investments, Ratios, Averages, Types of Return, Four Types of Income Tax, Analyzing Financial Profiles, Partnerships, Securities, Four Types of Preferred Stock, Focused and External Funds, Real and Expected Returns, Revocable and Irrevocable Trusts, Annuities, Class A, B, and C Mutual Funds, Treasury and Municipal Bonds, Investment Goals, Retirement Plan Issues, Traditional and Roth IRA's, Understanding and Managing Risk, Types of Loss, Non-Qualified Retirement Plan, Stock Investment Strategies, Portfolio Management, Mixed and Managed Accounts, Types of Financing, Capital Gain, Appreciation, and Loss, Asset Allocation, Types of Loans, NSMIA, Registration, Qualification and Submission Requirements, and much more...